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Tristar Managment / Scott Karosa

United States, Nevada

Consumer reviews about Tristar Managment / Scott Karosa

nahte
May 20, 2013

Karosa Investigate, Unethical & Appalling Business Conduct!


SCOTT KAROSA IS BEING INVESTIGATED!
For UNETHICAL & APPALLING BUSINESS CONDUCT

Napoli Bern Ripka Shkolnik, LLP (NBRS) is investigating claims on behalf of investors who were sold investments by Scott Allan Karosa. The Financial Industry Regulatory Authority (FINRA) suspended Karosa after he failed to respond to the regulator's investigation requests. FINRA alleged that it received a check written from a customer to an entity controlled by Karosa that was not properly disclosed to the brokerage firm that employed him. Checks written to undisclosed third-parties are a common red flag indicating that the broker is engaging in suspicious and possible unlawful securities activities.
Karosa has a history of moving from firm to firm since joining the industry. From 1999 through October 2005, Karosa was associated with SunAmerica Securities, Inc. After SunAmerica, Karosa was briefly associated with AIG Financial Advisors. Thereafter, Karosa was associated with National Planning Corporation from December 2005 until April 2006. Next, Karosa was associated with Linsco/Private Ledger Corp. for two months until June 2006. From June 2006 until December 2011, Karosa was associated with Next Financial Group, Inc. Finally, Karosa was briefly associated with Centaurus Financial, Inc. until March 2012.
Karosa also purports to be the owner of several insurance sales, consulting, and real estate companies, including: Tri Star Management, Inc.; Tri Star Realty LLC; Tri Star Lending LLC; and Nevada Insurance Services LLC. All are located in Las Vegas, Nevada.
Karosa has had several customer complaints filed against him including a recent complaint alleging an unsuitable investment in a real estate-related security. NBRS is investigating whether brokerage firms that employed Karosa failed to properly supervise his sales activities.

Karosa Investigate, Unethical & Appalling Business Conduct!

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